About Caprock

Enabling access to global investment opportunities through a central marketplace.
Caprock is a Non-Bank Financial Institution that helps institutional and wholesale investors, plus wealth and fund managers, achieve strong and stable financial returns through a central marketplace where they can access a diverse range of global investment opportunities with a direct and customised approach.
Our In-house capabilities – backed by the investment expertise of our management team and Board of Directors – enable us to quickly adapt to any changes in the market and achieve greater control over investment projects.
GLOBAL REACH
  • Caprock provides clients with direct access to a diverse investment portfolio that delivers strong and stable financial returns. We offer global investments and deal with all sorts of markets in Australia and internationally. Caprock operates in a global scale with our head office in Australia and a branch office in Singapore and New York, Caprock has a presence in the following regions:

  • Asia Pacific
  • Europe
  • North America
OUR PROCESSES
To ensure the highest level of quality control, Caprock has implemented various processes to guide its business procedures. We have established an extensive resource network with global investment banks, and developed sophisticated systems to ensure every client can access the relevant markets and screens to execute their investment strategy.
OUR FOCUS
Searching out and creating the best investment outcomes for our investors. We also collaborate with like-minded investment specialists around the world, leveraging our joint expertise to participate in new investment opportunities. See Caprock News for updated Investment products and opportunities
OUR CLIENT
Caprock represents high net-worth, sophisticated and institutional investors plus wealth, portfolio or fund managers and their own clients. Contact Us to learn more about becoming a Caprock Client.

Our Core Values

Caprock’s core values reflect our commitment to deliver strong and stable financial returns to investors by providing the best investment opportunities. Founded on sound governance and ethical, expert funds management, the Caprock team provides the market with a mix of high returns and low risk investments.
Anti-Bribery and Anti-Corruption
Caprock Limited has no tolerance regarding bribery and corruption. Caprock Limited requires all group employees and service providers to adhere to the highest standard of honesty and integrity in the conduct of all its activities. The Caprock group upholds all laws relevant to countering bribery and corruption in all jurisdictions in which it operates.
Corporate Integrity
By ensuring strict adherence to ethical practices, compliance obligations and governance principles.
Excellence
By achieving and maintaining the highest standards in product development, service and client satisfaction.
Strength & Stability
By recognising and managing risk to provide investors consistent superior returns – focusing on both strength and stability for every investment opportunity.
Diversity
By offering investors diverse investment options across industry sectors and by asset class across varying sectors both within Australia and internationally.
Innovation
By proactively maximising returns through dynamic research, best practice and sound sector knowledge.

Meet the Caprock team

Established in 2001, Caprock enjoys the guidance of a team of highly experienced investment and market specialists. The Investment Committee of Caprock has years of collective experience in the investment and development of diversified products, with a focus on growth markets where value adding strategies can be employed.
The Caprock Management Committee consists of a team of highly experienced and skilled investment professionals, each of whom believe that sincerity and integrity are vital to establishing and maintaining exceptional relationships within the investment community. Importantly, Caprock strongly supports the environment by minimising the carbon footprint through leading-edge, sustainable development and investment opportunities.

Graham Fox

Chairman & Asset Manager
Graham has spent the last 25 years of his career working within the Financial Services Industry, predominantly Funds Management, specialising in Wholesale and Retail Funds Management.
FOX Asset Management provides asset investment strategy advice, Responsible Manager services, marketing and distribution including product manufacturing guidance for Boutique Fund Managers, Dealer Group Investment Committees, Private Family organisations, SMSF wholesale and retail clients and High Net Worth individuals. ● Chairman Investment Committee● Chairman Oversight Committee Caprock AFSL● Asset Manager● Investment Manager Caprock Strategies ● Finance and Audit● Governance and Compliance● Strategic Investment

Peter Yassa

CEO and Managing Director
Peter has significant knowledge and experience in financial services, structuring and corporate advisory – including financial instruments for the purpose of trading, bank guarantees, stand-by letters of credit, and documentary letters of credit. He is the responsible manager and key person under Caprock’s Financial Services License. ● Responsible Manager under AFSL● Securities Officer● Accredited Specialist in Managed Investment Schemes ● Head of Caprock Commodities Trading Desk● Member of the Board of the Finance and Audit Committee● Member of the Board of the Governance and Compliance Committee● Member of the Board of the Strategic Investment Committee

Keith Rovers

Partner | External Lawyers
Caprock has worked with MinterEllison Lawyers since 2006, with its partner, Keith Rovers, as external lawyer and counsel. As a partner in MinterEllison’s Corporate & Capital Markets Group with a finance and projects background, Keith possesses valuable experience across the financial capital spectrum, acting for sponsors and funders in many industry sectors, including real estate, infrastructure and technology.

Peter Hassos

Partner | Auditor
Caprock’s AFSL and its activities are audited annually under the requirements by the regulator. Caprock’s Auditors, as appointed by ASIC, are Aura Partners (formally Hassos & Associates), with Peter Hassos as the partner.
Peter Hassos has over 25 years of practical experience. His background includes advising high net worth individuals, businesses and family groups on tax strategies, investment structuring, estate planning and retirement planning strategies.

Warren Satusky

Partner | Fund Accountants
Since its inception in 2001, Caprock has engaged with Presidio Partners as our Fund accountants, with Warren Satusky as the Partner appointed.
Warren is a member of the Institute of Chartered Accountants in Australia and a registered tax agent. He was admitted as a partner in July 2005. With over 15 years experience in the accountancy profession, he has a strong professional record specialising in business services, business advisory and taxation. He also advises on a wide range of taxation issues, including income tax, capital gains, fringe benefits tax and GST for companies and high net worth individuals.

How Caprock operates

Caprock started as a private real estate investment trust in 2001. In 2006, we launched our first public fund under the leadership of John Elvy as Chairman. Over the next 8 years, Caprock operated under a Board of Directors with John remaining as Chairman until 2014.
By 2014, the Board of Directors voted that Caprock's Investment and Management decisions operate under a Management Committee, with various committees being formed in accordance with the Australian Securities and Investment Commission guidelines for Public Companies.
The Committee has a number of independent members, controlled by an independent Chairman; established to oversee individual projects. The Committee operates under a Charter which sets out the scope of the Responsibilities. The Board has delegated the investment management responsibilities to the Committee. The role of the Committee is not an executive role.
Graham Fox is the current Chair of the Investment Committee. Graham has been an active member since 2007 where he sat on the board of directors and was also the responsible manager under the Caprock AFSL for a time. Since then, he has been appointed for various roles and responsibilities.