About Caprock
Enabling access to global investment opportunities through a central marketplace.
Caprock is a financial services group that helps institutional and wholesale investors, plus wealth and fund managers, pursue their investment objectives through one centralised platform, with an approach structured around each client’s objectives.
Our in-house capabilities, backed by our management team’s decades of capital markets experience, allow us to respond to changing market conditions with liquidity and risk oversight across client portfolios.
Our in-house capabilities, backed by our management team’s decades of capital markets experience, allow us to respond to changing market conditions with liquidity and risk oversight across client portfolios.
GLOBAL REACH
- Caprock provides clients with direct access to a diverse investment portfolio that delivers strong and stable financial returns. We offer global investments and deal with all sorts of markets in Australia and internationally. Caprock operates in a global scale with our head office in Australia and a branch office in Singapore and New York, Caprock has a presence in the following regions:
- Asia Pacific
- Europe
- North America
OUR PROCESSES
To ensure the highest level of quality control, Caprock has implemented various processes to guide its business procedures.
We have established an extensive resource network with global investment banks, and developed sophisticated systems to ensure every client can access the relevant markets and screens to execute their investment strategy.
OUR FOCUS
We also collaborate with like-minded investment specialists around the world, leveraging our joint expertise to participate in new investment opportunities.
See Caprock News for updated Investment products and opportunities
OUR CLIENT
Caprock represents high net-worth, sophisticated and institutional investors plus wealth, portfolio or fund managers and their own clients.
Contact Us to learn more about becoming a Caprock Client.
Our Core Values
Caprock’s core values reflect our commitment to act in our clients’ best interests. Founded on experienced funds management, the Caprock team identifies and advises on investment opportunities structured around each client’s objectives and risk profile.
Anti-Bribery and Anti-Corruption
Caprock Limited has no tolerance regarding bribery and corruption. Caprock Limited requires all group employees and service providers to adhere to the highest standard of honesty and integrity in the conduct of all its activities. The Caprock group upholds all laws relevant to countering bribery and corruption in all jurisdictions in which it operates.
Corporate Integrity
By ensuring strict adherence to ethical practices, compliance obligations and governance principles.
Excellence
By achieving and maintaining the highest standards in product development, service and client satisfaction.
Strength & Stability
Caprock is committed to recognising and managing risk responsibly, considering both strength and stability when assessing investment opportunities for our clients.
Diversity
By offering investors diverse investment options across industry sectors and by asset class across varying sectors both within Australia and internationally.
Innovation
Caprock’s ongoing research, established practices and sector knowledge inform new investment strategies for our clients.
Meet the Caprock team
Established in 2001, Caprock enjoys the guidance of a team of highly experienced investment and market specialists. The Investment Committee of Caprock has years of collective experience in the investment and development of diversified products, with a focus on growth markets where value adding strategies can be employed.
The Caprock Management Committee consists of a team of highly experienced and skilled investment professionals, each of whom believe that sincerity and integrity are vital to establishing and maintaining exceptional relationships within the investment community.
The Caprock Management Committee consists of a team of highly experienced and skilled investment professionals, each of whom believe that sincerity and integrity are vital to establishing and maintaining exceptional relationships within the investment community.
Graham Fox
Chairman & Asset Manager
Graham has spent the last 25 years of his career working within the Financial Services Industry, predominantly Funds Management, specialising in Wholesale and Retail Funds Management.
FOX Asset Management provides asset investment strategy advice, Responsible Manager services, marketing and distribution including product manufacturing guidance for Boutique Fund Managers, Dealer Group Investment Committees, Private Family organisations, SMSF wholesale and retail clients and High Net Worth individuals. ● Chairman Investment Committee● Chairman Oversight Committee Caprock AFSL● Asset Manager● Investment Manager Caprock Strategies ● Finance and Audit● Governance and Compliance● Strategic Investment
FOX Asset Management provides asset investment strategy advice, Responsible Manager services, marketing and distribution including product manufacturing guidance for Boutique Fund Managers, Dealer Group Investment Committees, Private Family organisations, SMSF wholesale and retail clients and High Net Worth individuals. ● Chairman Investment Committee● Chairman Oversight Committee Caprock AFSL● Asset Manager● Investment Manager Caprock Strategies ● Finance and Audit● Governance and Compliance● Strategic Investment
Peter Yassa
CEO and Managing Director
Peter has significant knowledge and experience in financial services, structuring and corporate advisory – including financial instruments for the purpose of trading, bank guarantees, stand-by letters of credit, and documentary letters of credit. He is the responsible manager and key person under Caprock’s Financial Services License.
● Responsible Manager under AFSL● Securities Officer● Accredited Specialist in Managed Investment Schemes ● Head of Caprock Commodities Trading Desk● Member of the Board of the Finance and Audit Committee● Member of the Board of the Governance and Compliance Committee● Member of the Board of the Strategic Investment Committee
How Caprock operates
Caprock started as a private real estate investment trust in 2001. In 2006, we launched our first public fund under the leadership of John Elvy as Chairman. Over the next 8 years, Caprock operated under a Board of Directors with John remaining as Chairman until 2014.
By 2014, the Board of Directors voted that Caprock's Investment and Management decisions operate under a Management Committee, with various committees being formed in accordance with the Australian Securities and Investment Commission guidelines for Public Companies.
The Committee has a number of independent members, controlled by an independent Chairman; established to oversee individual projects. The Committee operates under a Charter which sets out the scope of the Responsibilities. The Board has delegated the investment management responsibilities to the Committee. The role of the Committee is not an executive role.
Graham Fox is the current Chair of the Investment Committee. Graham has been an active member since 2007 where he sat on the board of directors and was also the responsible manager under the Caprock AFSL for a time. Since then, he has been appointed for various roles and responsibilities.
By 2014, the Board of Directors voted that Caprock's Investment and Management decisions operate under a Management Committee, with various committees being formed in accordance with the Australian Securities and Investment Commission guidelines for Public Companies.
The Committee has a number of independent members, controlled by an independent Chairman; established to oversee individual projects. The Committee operates under a Charter which sets out the scope of the Responsibilities. The Board has delegated the investment management responsibilities to the Committee. The role of the Committee is not an executive role.
Graham Fox is the current Chair of the Investment Committee. Graham has been an active member since 2007 where he sat on the board of directors and was also the responsible manager under the Caprock AFSL for a time. Since then, he has been appointed for various roles and responsibilities.