Caprock Prime
HIN-sponsored access, fully collateralised derivatives, and institutional-grade custody — all in one platform.
Caprock Prime delivers direct market access, institutional custody, and alternative asset administration through a unified, regulated platform designed exclusively for wholesale clients.
Direct Market Access with HIN
Your Assets, Your ControlTrade Australian equities and ETFs with Holding Identification Number (HIN)-sponsored custody and access 27 markets globally for portability, transparency, and direct ownership.
Unlike nominee structures, Caprock’s HIN model registers securities directly in your name — enabling seamless transfers, full corporate-action participation, and enhanced reporting visibility.
Unlike nominee structures, Caprock’s HIN model registers securities directly in your name — enabling seamless transfers, full corporate-action participation, and enhanced reporting visibility.
- Direct ownership registration
- In-specie transfer flexibility
- Full participation in corporate actions
- Transparent ASX registry visibility
- Compliance with ASX Settlement Operating Rules
Derivatives Without Leverage
- Caprock provides access to listed and OTC derivatives for hedging and structuring — all under a fully cash-collateralised model with no leverage, no prime financing, and no rehypothecation.
- Fully Cash Collateralised
- Client Money Protection
- ISDA/CSA Documentation
Comprehensive Feature Set
HIN-Sponsored Custody
Direct ownership model with optional nominee structures
Best Execution Oversight
Transparent execution evidence and performance monitoring across global markets
OTC Derivatives Control
ISDA/CSA documentation, cash-only IM/VM, and client-money trust accounting
White-Label Portals
API connectivity, branded client dashboards, and complete audit trails
Implementation Process
1. Wholesale Onboarding
Verification of wholesale client status, full KYC/AML checks, and account setup with dedicated relationship management.
2. HIN Sponsorship
Execute a Sponsorship Agreement and receive a unique HIN for direct registration and transparent portfolio tracking.
3. Derivatives Enablement
Complete ISDA/CSA documentation and establish margin arrangements through Caprock’s segregated client-money trust.
Ready to get started?
Caprock Prime represents the next generation of institutional custody and execution in Australia and global markets.
Important Information
Caprock Prime is available to wholesale clients only as defined under the Corporations Act 2001 (Cth).
Best execution and client-handling follow ASIC Market Integrity Rules; HIN sponsorship is managed under ASX Settlement Operating Rules; OTC collateral is held in a segregated client-money trust per ASIC RG 212.
Best execution and client-handling follow ASIC Market Integrity Rules; HIN sponsorship is managed under ASX Settlement Operating Rules; OTC collateral is held in a segregated client-money trust per ASIC RG 212.